Morse Asset Management, Inc.

RIASEC RegisteredEst. 2016

Total AUM

$534M

Discretionary

$534M

100% of AUM

Avg account

$1.9M

Accounts

287

Employees

6

Advisory reps

5

Firm details

Headquarters: Darien, Connecticut
CRD number: 285650
Registered since: October 24, 2016
Custodians: CHARLES SCHWAB & CO., INC., CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: HNWI77.32%
Charitable Organizations12.13%
Individuals9.96%
Corporations / Businesses0.59%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Morse Asset Management, Inc. is an independent, SEC-registered registered investment adviser operating as a corporation since 2016. The firm is owned by an individual and bills clients on a percentage-of-AUM basis. Its client mix includes high-net-worth individuals and families as well as institutional accounts; advisory services center on portfolio management for individuals/small businesses and for businesses or institutions. Morse does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities90%
Public Funds/Mutual Funds6%
Investment Grade Corp Bonds2%
Cash & Cash Equivalents2%

Owners & executives

2 of 2

Robert Morse
Chief Executive Officer & Chief Investment OfficerCRD 4819277
Ian Mclaughlin
Chief Compliance OfficerCRD 4863096

Contacts

3 of 3

Lauren Adelman
Principal, Vice PresidentCRD 5050539
Jian Wang
Principal, Managing DirectorCRD 2632119
Sarah Morse
OwnerCRD 6262004

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 115

Active vs passive

$46M in ETFs

Passive

63%

$29.1M

Active

35%

$16.8M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF (JEPQ)	JP Morgan	Active	Derivative Income	$11.6M	189,118	25.29%

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Primary office

Darien, CT

Fairfield

Location

Darien, CT

Headquartered in Darien, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Fairfield
Address: 23 Old Kings Hwy S
Time zone: ET (UTC-5)
Office locations

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