Thomas Leo Advisory, LLC

RIASEC Registered

Total AUM

$193M

Discretionary

$191M

99% of AUM

Avg account

$494K

Accounts

390

Employees

Advisory reps

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 159271
Registered since: March 16, 2018
Website: www.thomasleoadvisory.com
Custodians: CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM
Client types: HNWI73.59%
Charitable Organizations15.12%
Individuals11.29%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Thomas Leo Advisory, LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm is SEC-registered (registered in 2018) and provides fee-based portfolio management services, chiefly for individuals, families and small-business clients, with some institutional relationships. Advisory work centers on discretionary portfolio management for individuals and small businesses. The firm identifies itself as an active ESG investor and bills clients on a percentage-of-assets-under-management basis. It is not positioned as a capital allocator or pension consultant and is not described as a multistate or newly formed adviser.