Thomas Jones Financial LLC

Overview

Thomas Jones Financial LLC is a small, non-independent retail registered investment adviser organized as an LLC and owned by an individual. The firm provides portfolio management to individuals, small businesses and some institutional clients, charging fees based on a percentage of assets under management. The firm’s regulatory filings also list law-firm activities and an affiliation with a law firm, suggesting its advisory practice is closely tied to legal services rather than operating as an independent wealth manager. The adviser is not positioned as a capital allocator or multi-state, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives