Thomas Investment Advisors LLC

RIASEC Registered
Total AUM
$12.2M
Discretionary
$12.2M
100% of AUM
Avg account
$437K
Accounts
28
Employees
2
Advisory reps
1

Firm details

Headquarters
Orange, California
CRD number
334544
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Thomas Investment Advisors LLC is an independent, owner-operated registered investment adviser that serves individuals and families. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. Thomas Investment Advisors acts as a capital allocator and is not positioned as an ESG investor or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Public Funds/Mutual Funds 42%, Cash & Cash Equivalents 3%55%
  • Exchange Traded Equities55%
  • Public Funds/Mutual Funds42%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Daniel Thomas

    Managing Member And Chief Compliance OfficerCRD 8041188

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Orange, CA

Orange

Location

Orange, CA

Headquartered in Orange, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
1421 N Wanda Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth