Thoma Bravo Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
311317
Registered since
July 23, 2021

Firm profile

FINTRX

Overview

Thoma Bravo Capital Markets, LLC is registered with the SEC as a limited liability company and is classified in FINTRX as an investment bank. The snapshot shows an owner structure described as a domestic entity and an individual. FINTRX flags the firm as not acting as a capital allocator and not an active ESG investor; it is also not listed as a multi-state adviser, pension consultant, related adviser, or newly formed adviser despite the 2021 SEC registration year.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Alper

    Jennifer Alper

    Managing Director, Chief Operating OfficerCRD 7309562

Contacts

3 of 5
  • Erwin Mock

    Erwin Mock

    Managing DirectorCRD 4236454

  • Peter Sinelnikov

    Peter Sinelnikov

    Senior Accounting ManagerCRD 6493208

  • David Portnoff

    David Portnoff

    ​Senior PartnerCRD 2977967

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
110 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth