Thoma Bravo Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
311317
Registered since
July 23, 2021

Firm profile

FINTRX

Overview

Thoma Bravo Capital Markets, LLC is organized as a limited liability company and is registered with the SEC (registration year listed as 2021). The firm is classified as an investment bank rather than a capital allocator or multi-state investment adviser. Available disclosures mark the entity as owned by a domestic entity and individuals and indicate it is not positioned as an ESG-active investor, pension consultant, or related investment adviser. Public filings and the provided snapshot do not include a detailed description of client-facing advisory services, fee schedules, or specific business lines beyond the investment bank classification. The combination of that classification and the absence of reported advisory activities suggests the entity operates on capital markets or corporate finance activities rather than running discretionary retail or institutional investment portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Alper

    Jennifer Alper

    Managing Director, Chief Operating OfficerCRD 7309562

Contacts

3 of 22
  • Benjamin Kocis

    Benjamin Kocis

    Vice PresidentCRD 6954548

  • Rahel Ayalew

    Rahel Ayalew

    Senior Vice President, Investor RelationsCRD 4968135

  • David Portnoff

    David Portnoff

    ​Senior PartnerCRD 2977967

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
110 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth