THL Capital Markets, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Boston, Massachusetts
CRD number
316511
Registered since
September 27, 2022
Website
thl.com

Firm profile

FINTRX

Overview

THL Capital Markets, LLC is organized as a limited liability company and is listed as having both a domestic entity and an individual owner. Publicly available snapshot data classifies the firm as "Unclassified" and provides only a limited operational profile. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is not presented as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser in the available records. The dataset includes no description of business activities, advisory services, client segments, or fee structure, which limits assessment of the firm’s market positioning or client focus.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Robert Fortino

    Robert Fortino

    Managing PartnerCRD 1905741

  • Sarah Bush

    Sarah Bush

    Associate DirectorCRD 5841363

  • Gregory Maxon

    Gregory Maxon

    Managing DirectorCRD 5374395

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
100 Federal St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth