Third Seven Capital LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
48
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
160209
Registered since
March 25, 2013

Firm profile

FINTRX

Overview

Third Seven Capital LLC is a limited liability company registered with the SEC in 2013 that presents itself as an investment bank. FINTRX classifies ownership as a domestic entity/individual. Publicly reported filings and the FINTRX snapshot offer only a narrow set of operational descriptors: the firm does not identify as a capital allocator, does not list active ESG investing as part of its profile, and is not designated as a multi-state adviser. It is also not recorded as a pension consultant or as a related adviser. The firm provided minimal detail about its core business activities, advisory services, client segments, or fee schedules in the FINTRX record. That absence of disclosure limits what can be said about its target clients, service model, or typical mandates.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Joshua Mckinley

    Joshua Mckinley

    President, CIOCRD 4699505

  • Peter Mcglynn

    Peter Mcglynn

    Partner, COOCRD 2177434

  • Nicholas Ledger

    Nicholas Ledger

    CEO & Founding PartnerCRD 6779287

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Contacts

3 of 43
  • Matthew Woehnker

    Matthew Woehnker

    Registered RepresentativeCRD 4983759

  • Paul Casey

    Paul Casey

    Senior AdvisorCRD 2933777

  • Richard Hillson

    Richard Hillson

    FounderCRD 5668079

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
67 Holly Hill Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth