Third Seven Capital LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
48
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
160209
Registered since
March 25, 2013

Firm profile

FINTRX

Overview

Third Seven Capital LLC is a limited liability company that registered with the SEC in 2013 and is categorized as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. Public disclosures indicate the firm is not functioning as a capital allocator, does not identify as an active ESG investor, and is not registered as a multistate adviser; it likewise does not report roles as a pension consultant or related adviser. The firm has not provided granular descriptions of its client segments, fee arrangements, specific business activities, or advisory offerings in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Coby Johnson

    Coby Johnson

    Chief Executive OfficerCRD 5576850

  • Monica Difiore

    Monica Difiore

    Chief Compliance OfficerCRD 2966552

  • Peter Mcglynn

    Peter Mcglynn

    Partner, COOCRD 2177434

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Contacts

3 of 43
  • Sean Mccooey

    Sean Mccooey

    PartnerCRD 2355588

  • Daniel Waldman

    Daniel Waldman

    Registered RepresentativeCRD 7996966

  • Michael Lieder

    Registered RepresentativeCRD 1554734

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
67 Holly Hill Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth