Third Seven Capital LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
—
Advisory reps
48
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
160209
Registered since
March 25, 2013

Firm profile

FINTRX

Overview

Third Seven Capital LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. It is SEC-registered with an initial registration year of 2013. Ownership is reported as a mix of a domestic entity and an individual. FINTRX lists several negative flags for typical RIA features: the firm is not identified as a capital allocator, is not marked as an active ESG investor, is not a multi-state adviser, and is not a pension consultant or related adviser. The database does not provide descriptive entries for the firm’s advisory activities, fee structure, or client segments, so public-facing detail on how the firm sources or manages client mandates is limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Joshua Mckinley

    Joshua Mckinley

    President, CIOCRD 4699505

  • Peter Mcglynn

    Peter Mcglynn

    Partner, COOCRD 2177434

  • Nicholas Ledger

    Nicholas Ledger

    CEO & Founding PartnerCRD 6779287

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Contacts

3 of 43
  • Matthew Woehnker

    Matthew Woehnker

    Registered RepresentativeCRD 4983759

  • Paul Casey

    Paul Casey

    Senior AdvisorCRD 2933777

  • Richard Hillson

    Richard Hillson

    FounderCRD 5668079

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
67 Holly Hill Ln
Time zone
ET (UTC-5)
Office locations

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