Theory Financial
Firm details
- Headquarters
- Fort Collins, Colorado
- CRD number
- 304084
- Registered since
- September 22, 2021
- Website
- www.theoryfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.01%
- Individuals19.99%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Theory Financial is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2021. The firm is owned by an individual and focuses on serving individual and family clients, using a percentage-of-AUM fee model. Core advisory services are financial planning and portfolio management for individuals and small businesses. The firm does not describe itself as an active ESG investor, is not a multi-state adviser, and does not function as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
- Other2%
Owners & executives
1 of 1
Ryan Stout
CEO & CCOCRD 5238710
Contacts
2 of 2
Charles Nedele
Wealth Management AdvisorCRD 5030870
Thomas Braun
Senior Wealth Management AdvisorCRD 3262722
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 99Active vs passive
$409M in ETFs
77%
$313M
9%
$95.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US AGGREGATE BOND ETF (SCHZ) | Schwab | Passive | Intermediate Core Bond | $22.9M | 988,119 | 5.59% |
Location
Fort Collins, CO
Larimer
Location
Fort Collins, CO
Headquartered in Fort Collins, CO, in the West of the United States.
- Region
- West
- County
- Larimer
- Address
- 2580 E Harmony Rd
- Time zone
- MT (UTC-7)
- Office locations
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