The Winthrop Corporation

RIASEC RegisteredEst. 1961
Total AUM
Avg account
$0
Accounts
0
Employees
21
Advisory reps
3

Firm details

Headquarters
Shelton, Connecticut
CRD number
105273
Registered since
February 24, 1961
Fee structure
Other
Services
Publication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

The Winthrop Corporation is a corporation that has been SEC-registered since 1961 and is classified as an institutional registered investment adviser. Its ownership is listed as a mix of a domestic entity and an individual, and it is identified as a related adviser to other firms. The firm's advisory activities are not traditional portfolio management: its stated services focus on the publication of periodicals or newsletters and providing security ratings or pricing services. It is not identified as a capital allocator, does not market itself as an active ESG investor, and is not registered as a multi-state adviser. Fee structure is categorized as "Other." Industry affiliations include broker-dealer and other investment adviser designations, suggesting the firm operates at the intersection of research/ratings and broker-dealer activity rather than as a typical asset manager.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Manish Maheshwari

    Manish Maheshwari

    President & Co-Chief Investment OfficerCRD 5904328

  • Michael Fleming

    Michael Fleming

    CIO, Executive DirectorCRD 6890332

  • Amit Khandwala

    Amit Khandwala

    Chief Executive Officer & Chief Investment OfficerCRD 2794288

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Shelton, CT

Fairfield

Location

Shelton, CT

Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Corporate Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth