AST Investment Services, Inc.

RIASEC Registered
Total AUM
$91.5B
Discretionary
$91.5B
100% of AUM
Avg account
$4.8B
Accounts
19
Employees
42
Advisory reps
7

Firm details

Headquarters
Shelton, Connecticut
CRD number
108897
Registered since
January 10, 1992
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment CompaniesSelection of Other Advisers

Firm profile

FINTRX

Overview

AST Investment Services, Inc. is an institutional registered investment adviser that works primarily with institutional clients and operates as a capital allocator. The firm is SEC-registered (registered in 1992) and charges fees based on a percentage of assets under management. Its stated advisory roles include portfolio management for investment companies and the selection of other advisers, indicating both direct management and manager-of-managers activities. Business activities and industry affiliations point to a broad set of capabilities: AST acts in CPO/CTA roles and is affiliated with broker–dealers, trust companies, insurance companies and real-estate broker activities. The firm is also involved in sponsoring and managing pooled vehicles (LPs and GP/managing-member roles). Ownership is domestic and includes both an entity and an individual. AST does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Patricia Flynn

    Patricia Flynn

    VP, Chief Compliance OfficerCRD 5067089

  • Claudia Digiacomo

    Chief Legal OfficerCRD 7347674

  • Kenneth Allen

    President, CEOCRD 2188697

Contacts

3 of 4
  • Scott Benjamin

    Scott Benjamin

    Registered RepresentativeCRD 4385999

  • Frank Papasavas

    TreasurerCRD 4147106

  • Robert Kutyla

    ControllerCRD 7855513

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Shelton, CT

Fairfield

Location

Shelton, CT

Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1 Corporate Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth