AST INVESTMENT SERVICES, INC.
Firm details
- Headquarters
- SHELTON, Connecticut
- CRD number
- 108897
- Registered since
- January 10, 1992
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment CompaniesSelection of Other Advisers
Firm profile
FINTRXOverview
AST Investment Services, Inc. is a U.S.-incorporated investment firm that has been SEC-registered since 1992. The firm serves institutional clients and operates as a capital allocator, charging fees based on a percentage of assets under management. Its regulatory filings list commodity pool operator/commodity trading advisor (CPO/CTA) activity and advisory services that include portfolio management for investment companies and the selection of other advisers. AST Investment Services, Inc. is not flagged as an active ESG investor and does not operate as a multi-state or newly formed adviser. Industry affiliations reported for the firm are broad: broker-dealer, other investment adviser, CPO/CTA, trust company, insurance company, real estate broker, and sponsor or managing member of pooled investment vehicles and limited partnerships. That mix indicates the firm operates across both advisory and operational roles in pooled structures while maintaining connections to traditional financial, insurance and real-estate channels.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Kenneth Allen
President, CEOCRD 2188697
PATRICIA FLYNN
VP, Chief Compliance OfficerCRD 5067089
Claudia Digiacomo
Chief Legal OfficerCRD 7347674
Contacts
3 of 4FRANK PAPASAVAS
TreasurerCRD 4147106
SCOTT GAUL
CRD 5773507
Robert Kutyla
ControllerCRD 7855513
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SHELTON, CT
FAIRFIELD
Location
SHELTON, CT
Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 1 Corporate Dr
- Time zone
- ET (UTC-5)
- Office locations
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