Investmark Advisory Group LLC
Firm details
- Headquarters
- Shelton, Connecticut
- CRD number
- 121060
- Registered since
- April 23, 2012
- Website
- www.investmark.net
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI72.52%
- Individuals15.24%
- Corporations / Businesses12.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Investmark Advisory Group LLC is an independent, SEC-registered investment adviser that has been operating since 2012. The firm is structured as a limited liability company and is owned by an individual principal. Their client mix includes individuals and families as well as institutional clients; the adviser describes itself as a capital allocator and provides financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the selection of other advisers. Charging arrangements include a percentage-of-AUM model as well as hourly and fixed fees. The firm identifies as an active ESG investor and lists an affiliation with accounting professionals. In 2020 Investmark was recognized by FA Magazine on a Top RIA Firms list.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities2%
- State & Local Bonds2%
Owners & executives
1 of 1
Scott Williams
Principal And Chief Compliance OfficerCRD 5125568
Contacts
3 of 9
James Mahoney
Managing PartnerCRD 4606032
Drew Bowman
Senior Wealth AdvisorCRD 2875376
Douglas Kerr
Senior Wealth Advisor, PrincipalCRD 1293476
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 102Active vs passive
$182M in ETFs
24%
$44.5M
73%
$138M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $29.9M | 365,001 | 16.41% |
Location
Shelton, CT
Fairfield
Location
Shelton, CT
Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 3 Enterprise Dr
- Time zone
- ET (UTC-5)
- Office locations
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