Investmark Advisory Group LLC

RIASEC Registered
Total AUM
$930M
Discretionary
$930M
100% of AUM
Avg account
$454K
Accounts
2,048
Employees
10
Advisory reps
11

Firm details

Headquarters
Shelton, Connecticut
CRD number
121060
Registered since
April 23, 2012
Custodians
NATIONAL FINANCIAL SERVICES LLC, SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.52%
  • Individuals15.24%
  • Corporations / Businesses12.25%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Investmark Advisory Group LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2012. The firm serves both wealthy individuals and families as well as institutional and business clients, offering financial planning, portfolio management for individuals and small businesses, portfolio management for institutional clients, and manager-selection services. Fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee options. Investmark identifies as a capital allocator and reports active ESG investing as part of its process. The firm received recognition from FA Magazine in 2020 as a Top RIA Firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 15%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 2%, State & Local Bonds 2%, US Government Bonds 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents5%
  • Non-Exchange Traded Equities2%
  • State & Local Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 110

Active vs passive

$208M in ETFs

Passive

30%

$61.4M

Active

68%

$147M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$31.7M381,29515.22%

Location

Primary office

Shelton, CT

Fairfield

Location

Shelton, CT

Headquartered in Shelton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
3 Enterprise Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth