GANIM PRIVATE WEALTH

RIASEC RegisteredEst. 2021
Total AUM
$239M
Discretionary
$239M
100% of AUM
Avg account
$10.8M
Accounts
22
Employees
4
Advisory reps
7

Firm details

Headquarters
SHELTON, Connecticut
CRD number
285679
Registered since
April 23, 2021
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans78.78%
  • HNWI20.73%
  • Individuals0.49%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Ganim Private Wealth is an independent registered investment adviser that provides financial planning and portfolio management for individuals, families and small businesses. The firm offers advisory services that include financial planning, individualized portfolio management and pension consulting, and bills clients through a mix of AUM-based fees, hourly charges and fixed fees. Ganim Private Wealth began SEC registration in 2021 and is structured as a corporation with domestic and individual ownership. The firm focuses on private-client work rather than institutional mandates. Its client base is described as individual and family households. The adviser does not report active ESG investing and is not a multi-state adviser for SEC reporting purposes.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 36%, Exchange Traded Equities 32%, US Government Bonds 19%, Public Funds/Mutual Funds 11%, Private Funds 2%36%
  • Cash & Cash Equivalents36%
  • Exchange Traded Equities32%
  • US Government Bonds19%
  • Public Funds/Mutual Funds11%
  • Private Funds2%

Owners & executives

1 of 1
  • LAWRENCE GANIM

    President, CEOCRD 1088738

Contacts

3 of 6
  • ROBERT LOCKERY

    Director of Retirement PlansCRD 2687139

  • SEAN RUSSELL

    Director of Premier Wealth ManagementCRD 3175179

  • DAVID MAMMINA

    Partner, Financial AdvisorCRD 5290574

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SHELTON, CT

FAIRFIELD

Location

SHELTON, CT

Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
2 Enterprise Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth