The Wellington Grp LLC
Firm details
- Headquarters
- Indianapolis, Indiana
- CRD number
- 332803
- Registered since
- September 6, 2024
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI62.07%
- Individuals37.93%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
The Wellington Grp LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2024. The firm operates as a limited liability company and serves primarily individual and family clients, offering fee arrangements that include a percentage-of-AUM component and other fee structures. Advisory services include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. The firm also operates as a capital allocator and maintains insurance-brokerage activity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities27%
- Derivatives6%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$304M in ETFs
73%
$222M
21%
$82.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P SMALLCAP 600 REVENUE ETF (RWJ) | Invesco | Passive | Small Value | $30M | 534,493 | 9.89% |
Location
Indianapolis, IN
Marion
Location
Indianapolis, IN
Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Marion
- Address
- 9000 Keystone Xing
- Time zone
- ET (UTC-5)
- Office locations
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