The Wealthplan LLC

RIASEC RegisteredEst. 2024

Total AUM

$87.5M

Discretionary

$84.1M

96% of AUM

Avg account

$246K

Accounts

356

Employees

Advisory reps

Firm details

Headquarters: Great Neck, New York
CRD number: 306820
Registered since: May 9, 2024
Website: www.thewealthplan.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI66.5%
Individuals33.5%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Wealthplan LLC is an independent, individual-owned registered investment adviser structured as an LLC and SEC-registered in 2024. The firm serves individual and family clients and combines investment advisory services with insurance brokerage capabilities. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers. The Wealthplan charges clients either a percentage of assets under management or fixed fees, identifies itself as a capital allocator that places client capital with outside managers, and does not position itself as an active ESG investor or a multi-state adviser.