THE WEALTHPLAN LLC

RIASEC RegisteredEst. 2024

Total AUM

$87.5M

Discretionary

$84.1M

96% of AUM

Avg account

$246K

Accounts

356

Employees

Advisory reps

Firm details

Headquarters: GREAT NECK, New York
CRD number: 306820
Registered since: May 9, 2024
Website: www.thewealthplan.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI66.5%
Individuals33.5%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Wealthplan LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2024. The firm operates as a capital allocator and serves individual and family clients through a mix of fee models (percentage of AUM and fixed fees). Ownership is held by an individual principal. Its advisory scope centers on comprehensive financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third‑party advisers. The firm also conducts insurance brokerage activity alongside its investment advisory services. It does not identify as an active ESG investor and is not structured as a multi‑state or related adviser.