Legeis Capital Advisors, LLC

RIASEC RegisteredEst. 2026
Total AUM
$497M
Discretionary
$497M
100% of AUM
Avg account
$166M
Accounts
3
Employees
1
Advisory reps
2

Firm details

Headquarters
Great Neck, New York
CRD number
332943
Registered since
April 30, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Legeis Capital Advisors, LLC is a limited liability company that operates as a provider of pooled investment vehicles for institutional clients. The firm is registered with the SEC (registration listed in 2026) and is structured to serve as a commodity pool operator/commodity trading advisor (CPO/CTA) and as sponsor, general partner or managing member for its funds. Its advisory remit centers on portfolio management for pooled investment vehicles and the selection of other advisers, and its compensation combines a percentage-of-AUM fee with performance-based fees. The firm is not identified as an ESG investor and is described as serving a domestic, institutional client base.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Tracy Schwartz

    Tracy Schwartz

    COO & CCOCRD 2929485

  • Michael Siegel

    Michael Siegel

    Chief Executive Officer & Chief Investment OfficerCRD 5706696

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Great Neck, NY

Nassau

Location

Great Neck, NY

Headquartered in Great Neck, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
3 Grace Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth