The Retirement Planning Group, LLC

RIASEC RegisteredEst. 2004

Total AUM

$4.2B

Discretionary

$4B

97% of AUM

Avg account

$295K

Accounts

14,107

Employees

Advisory reps

Firm details

Headquarters: Leawood, Kansas
CRD number: 129625
Registered since: January 16, 2004
Website: www.planningretirements.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI80.23%
Individuals16.49%
Pension & Profit Sharing Plans1.75%
Corporations / Businesses1.54%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Retirement Planning Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2004. The firm serves both individual & family clients and institutional accounts, offering financial planning, portfolio management for individuals and small businesses, pension consulting, periodic publications, and educational seminars. Its billing mixes asset-based fees and fixed-fee engagements. The firm is not positioned as an active ESG investor and does not act as a capital allocator. Industry affiliations reported include broker-dealers, trust companies, banking partners, accountants, law firms, insurance companies and pension consultants. The firm was listed among FA Magazine’s Top RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities77%
Public Funds/Mutual Funds13%
Cash & Cash Equivalents6%
Other2%
US Government Bonds1%

Owners & executives

3 of 6

Scott Marmo
Founder & CEOCRD 4546005
Kevin Jaegers
Chief Operations OfficerCRD 4794772
Sasha Stewart
Chief Compliance Officer, Director of Financial PlanningCRD 7364311