The Profolio Group, LLC

RIASEC Registered
Total AUM
$7.9M
Discretionary
$7.9M
100% of AUM
Avg account
$105K
Accounts
75
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
296790
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Profolio Group, LLC is an independent registered investment adviser operating as a limited liability company that serves individuals and families, with some work for small-business clients. The firm is fee-based on a percentage of AUM and provides financial planning, portfolio management for individuals and small businesses, pension consulting, periodic publications and educational seminars. Investment activity is equity-focused; the ADV shows a clear preference for exchange-traded equities as the primary building blocks of client portfolios. The firm is not positioned as a capital allocator to third-party alternative managers and it does not report active ESG investing or multi-state advisory registration. Service delivery appears boutique in scale and client focus: compact assets under management combined with hands-on planning and educational offerings suggest a white-glove advisory model rather than institutional multi-manager solutions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Non-Exchange Traded Equities 10%90%
  • Exchange Traded Equities90%
  • Non-Exchange Traded Equities10%

Contacts

1 of 1
  • Jonathan Seif

    Founder & Managing MemberCRD 5591743

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth