The Planning Center, Inc.
Firm details
- Headquarters
- Moline, Illinois
- CRD number
- 118994
- Registered since
- April 12, 2002
- Website
- www.theplanningcenter.com
- Custodians
- CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI71.72%
- Individuals24.2%
- Pension & Profit Sharing Plans3.38%
- Corporations / Businesses0.69%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
The Planning Center, Inc. is an independent registered investment adviser that has been SEC-registered since 2002 and is owned by an individual. The firm serves a mix of individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting services. Its fees include percentage-of-AUM arrangements as well as hourly, fixed-fee and other billing structures. The firm does not position itself as an ESG-focused allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Public Funds/Mutual Funds42%
- Cash & Cash Equivalents4%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 4
Tessmer Amy
Chief Financial OfficerCRD 7346710
Brett Lee
Chief Compliance OfficerCRD 6112206
Eric Kies
CEOCRD 4056054
Contacts
3 of 9
Andrew Sivertsen
Sr. Financial PlannerCRD 5839836
Michelle Maton
Sr. Financial PlannerCRD 4346722
Michael Branham
Sr. Financial PlannerCRD 3193430
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$1B in ETFs
1%
$10.2M
98%
$1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL ULTRASHORT FIXED INCOME ETF (DUSB) | Dimensional | Active | Ultrashort Bond | $187M | 3,678,554 | 18.38% |
Location
Moline, IL
Rock Island
Location
Moline, IL
Headquartered in Moline, IL, anchoring the Davenport-Moline, IA-IL metro in the Midwest.
- Metro area
- Davenport-Moline, IA-IL
- Region
- Midwest
- County
- Rock Island
- Address
- 1615 5th Ave
- Time zone
- CT (UTC-6)
- Office locations
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