SG CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2005
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$55.1M
Accounts
25
Employees
10
Advisory reps
3

Firm details

Headquarters
CHICAGO, Illinois
CRD number
134471
Registered since
April 13, 2005
Custodians
MORGAN STANLEY & CO. LLC, PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles92.95%
  • Corporations / Businesses3.57%
  • Sovereign Wealth Funds3.48%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SG Capital Management LLC is an SEC-registered investment adviser organized as an LLC and operating as a hedge fund manager that serves primarily institutional clients. The firm provides portfolio management across several client types, including individuals and small businesses, pooled investment vehicles, and institutional/business accounts. Its compensation structure combines an asset-based fee with performance-linked fees. The firm is not positioned as an ESG-focused manager, is not a multi-state adviser, and does not list pension consulting or capital-allocation services among its activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 63%, Exchange Traded Equities 37%63%
  • Cash & Cash Equivalents63%
  • Exchange Traded Equities37%

Owners & executives

1 of 1
  • NICOLETTE RUDMAN

    COO & CCOCRD 2555599

Contacts

2 of 2
  • ETHAN STEINBERG

    Portfolio ManagerCRD 2266665

  • GLEN SCHNEIDER

    PresidentCRD 2562042

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$22.2M in ETFs

Passive

100%

$22.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) S&P(R) REGIONAL BANKING ETF (KRE)State StreetPassiveFinancial$11.1M170,59550.00%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
415 N La Salle Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth