THE PLANNING ASSOCIATES, INC.

Overview

The Planning Associates, Inc. is an independent, owner-operated Registered Investment Adviser organized as a corporation that focuses on financial planning and discretionary portfolio management for individuals, families and small-business clients. The firm’s advisory services include comprehensive financial planning, ongoing portfolio management and pension consulting services. Its billing model is a mix of percentage-of-AUM, hourly charges and fixed fees, which signals a blend of ongoing asset management relationships and project-based planning work. Investment activity is concentrated in publicly traded pooled vehicles rather than large direct allocations to bespoke private-market strategies. The firm does not identify itself as an active ESG investor and the ADV indicates a single-state focus. Advisory implementation appears geared toward diversified, publicly available mutual funds and corporate debt instruments to meet client income and growth objectives.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices