THE NORTHSTAR GROUP, INC.

RIASEC RegisteredEst. 1992
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$1.5M
Accounts
677
Employees
6
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
110409
Registered since
April 6, 1992
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI96.09%
  • Individuals2.01%
  • Pension & Profit Sharing Plans0.99%
  • Charitable Organizations0.75%
  • Corporations / Businesses0.16%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

The Northstar Group, Inc. is a privately owned corporate RIA that has been SEC-registered since 1992. According to its filings the firm serves both individual/family clients and institutional clients, focusing on discretionary portfolio management for individuals and small businesses and providing pension consulting services. Its fee arrangements include percentage-of-AUM billing, hourly charges, and fixed fees. The firm’s regulatory profile indicates it does not identify as a multi-state adviser, is not a capital allocator, and does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 23%, US Government Bonds 1%, Cash & Cash Equivalents 1%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds23%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 4
  • LINDA RAY

    Vice PresidentCRD 711950

  • HENRY ASHER

    PresidentCRD 717297

  • JOSHUA GARCIA

    Investment Research AssociateCRD 6127310

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 66

Active vs passive

$346M in ETFs

Passive

95%

$329M

Active

<1%

$17.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$77M240,16222.27%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
405 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth