NOMURA ASSET MANAGEMENT U.S.A. INC.

RIASEC RegisteredEst. 1976
Total AUM
$576M
Discretionary
$576M
100% of AUM
Avg account
$144M
Accounts
4
Employees
25
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
108222
Registered since
September 24, 1976
Custodians
CIBC WORLD MARKETS CORP.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies90.42%
  • Pension & Profit Sharing Plans6.05%
  • Pooled Investment Vehicles3.53%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nomura Asset Management U.S.A. Inc. operates as an institutional-focused investment manager with a preference for equity exposure and pooled vehicle mandates. The firm provides portfolio management for investment companies, pooled investment vehicles and institutional balance sheets, and it also acts in commodity pool and CTA capacities. Fee arrangements combine percentage-of-assets and performance-based structures, which aligns with an active, outcome-driven approach to mandates. The firm’s public filings show a tilt toward exchange-traded instruments inside separately managed accounts and a broader allocation to alternatives at the fund level. Given its regulatory registrations and business activities — including responsibilities as sponsor/GP of pooled vehicles and registered activity in security-based swaps and futures-related roles — Nomura Asset Management U.S.A. Inc. appears to run both liquid public strategies and more structured pooled-investment programs that can employ derivatives and tactical positioning.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Cash & Cash Equivalents 8%92%
  • Exchange Traded Equities92%
  • Cash & Cash Equivalents8%

Owners & executives

3 of 5
  • YUSUKE ANDOH

    President and Chief Executive OfficerCRD 7911478

  • Steven Aloupis

    Co-CEOCRD 2498339

  • EUGENE CHIULLI

    Chief Financial OfficerCRD 2976702

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Contacts

1 of 1
  • KEN SUZUKI

    Senior ConsultantCRD 7900148

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
309 W 49th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth