Nomura Asset Management U.S.A. Inc.

Overview

Nomura Asset Management U.S.A. Inc. is a corporate investment adviser registered with the SEC since 1976 that serves institutional clients. Ownership is noted as a mix of foreign entity and individual interests. The firm charges traditional percentage-of-AUM fees alongside performance-based fees and is engaged in CPO/CTA activities. Its advisory work focuses on portfolio management for investment companies, pooled investment vehicles and for businesses or institutional investors. The firm does not identify itself as an active ESG investor and is not listed as a multi-state adviser or a related adviser. The firm is connected to a broad set of industry roles and sponsors: broker-dealer activity, registered security-based swap dealing, futures commission merchant services, banking/thrift and trust company links, insurance company and real estate broker affiliations, and sponsorship or GP activity for pooled investment vehicles. Those affiliations indicate capabilities across execution, custody, and sponsor-level responsibilities rather than a pure single-strategy manager.

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