THE MAIN STREET GROUP

RIASEC RegisteredEst. 2018
Total AUM
$515M
Discretionary
$515M
100% of AUM
Avg account
$207K
Accounts
2,488
Employees
13
Advisory reps
10

Firm details

Headquarters
GLEN ALLEN, Virginia
CRD number
175502
Registered since
May 8, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals52.35%
  • HNWI45.24%
  • Pension & Profit Sharing Plans1.68%
  • Corporations / Businesses0.58%
  • Charitable Organizations0.16%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Main Street Group is an independent, owner-operated registered investment adviser that began SEC registration in 2018. Its client mix includes individuals and families as well as institutional relationships, with advisory services focused on financial planning and portfolio management for individuals and small businesses. The firm charges fees based on a percentage of assets under management and also uses hourly and fixed-fee engagement models. It reports being an active ESG investor and is not structured as a capital allocator or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 11%, US Government Bonds 6%, Cash & Cash Equivalents 1%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities11%
  • US Government Bonds6%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • John Spiers

    Chief Investment OfficerCRD 2704047

Contacts

3 of 9
  • THOMAS LOVE

    Senior Vice President, PartnerCRD 5339914

  • Jeremy Woltz

    Wealth AdvisorCRD 8057974

  • ROBERT SHOWALTER

    Financial AnalystCRD 4909334

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 318

Active vs passive

$275M in ETFs

Passive

77%

$211M

Active

23%

$63.5M

ETFProviderStyleCategoryValueShares% of portfolio
PROSHARES ULTRA QQQ (QLD)ProSharesPassiveTrading Leveraged Equity$62.9M1,030,56522.87%

Location

Primary office

GLEN ALLEN, VA

HENRICO

Location

GLEN ALLEN, VA

Headquartered in GLEN ALLEN, VA, in the South of the United States.

Region
South
County
HENRICO
Address
4510 Cox Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth