KINLOCH CAPITAL, LLC

RIASEC RegisteredEst. 2019
Total AUM
$301M
Discretionary
$301M
100% of AUM
Avg account
$427K
Accounts
705
Employees
5
Advisory reps
5

Firm details

Headquarters
GLEN ALLEN, Virginia
CRD number
300735
Registered since
May 6, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.42%
  • Individuals11.58%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Kinloch Capital, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm is owned by an individual and serves primarily individual and family clients. Its advisory work centers on financial planning and discretionary portfolio management for individuals, small businesses, and pooled investment vehicles. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Kinloch is not positioned as a multi-state adviser, pension consultant, or dedicated capital allocator. The firm is also identified as an investment sponsor/GP and managing member of pooled investment vehicles, indicating it both advises on and can originate or operate pooled structures. Kinloch does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Public Funds/Mutual Funds 13%, Cash & Cash Equivalents 9%78%
  • Exchange Traded Equities78%
  • Public Funds/Mutual Funds13%
  • Cash & Cash Equivalents9%

Owners & executives

1 of 1
  • PETER WALLS

    Founding Partner and Chief Investment OfficerCRD 3035626

Contacts

3 of 4
  • BAILEY THORNTON

    Wealth ManagerCRD 6608094

  • David Budinger

    Investment Advisor RepresentativeCRD 8037730

  • PATRICIA SOILEAU

    Director of Client ServicesCRD 1593948

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 19

Active vs passive

$81.1M in ETFs

Passive

42%

$34M

Active

58%

$47.1M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST EXCHANGE-TRADED FUND III (FPE)First TrustActivePreferred Stock$15.3M859,25318.80%

Location

Primary office

GLEN ALLEN, VA

HENRICO

Location

GLEN ALLEN, VA

Headquartered in GLEN ALLEN, VA, in the South of the United States.

Region
South
County
HENRICO
Address
4801 Cox Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth