The Lam Group, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 128055
- Registered since
- January 2, 2004
- Website
- www.thelamgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI95.75%
- Pension & Profit Sharing Plans3.27%
- Charitable Organizations0.84%
- Individuals0.14%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
The Lam Group, Inc. is an independent RIA owned by an individual and registered with the SEC since 2004. The firm manages portfolios for individuals, families and small-business clients as well as institutional investors, operating on a mix of percentage-of-AUM and fixed-fee arrangements. Its advisory focus is portfolio management for individuals and small businesses. The firm reports it is not an active ESG investor, does not identify as a multi-state adviser, and does not serve as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities4%
- US Government Bonds2%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
Nelson Lam
President and Chief Investment OfficerCRD 1759997
Bettina Lee
Managing Director and Chief Operating OfficerCRD 1901588
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$207M in ETFs
57%
$117M
44%
$89.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD MINISHARES TRUST (GLDM) | State Street | Passive | Commodities Focused | $11.1M | 134,515 | 5.35% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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