The Lam Group, Inc.

RIASEC RegisteredEst. 2004

Total AUM

$507M

Discretionary

$416M

82% of AUM

Avg account

$1.9M

Accounts

270

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 128055
Registered since: January 2, 2004
Website: www.thelamgroup.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI95.75%
Pension & Profit Sharing Plans3.27%
Charitable Organizations0.84%
Individuals0.14%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

The Lam Group, Inc. is an independent registered investment adviser organized as a corporation and registered with the SEC since 2004. The firm is owned by an individual and serves both individual/family clients and institutional accounts. Its stated advisory activity focuses on portfolio management for individuals and small businesses. Fee arrangements are a mix of percentage-of-AUM and fixed fees. The firm does not identify as an active ESG investor, is not structured as a pension consultant or related adviser, and is not characterized as a capital allocator. The adviser’s public filings indicate a concentrated use of pooled public funds as its primary investment vehicle rather than direct manager-led alternative strategies.