THE L. WARNER COMPANIES, INC

RIASEC RegisteredEst. 1999

Total AUM

$802M

Discretionary

$802M

100% of AUM

Avg account

$2.1M

Accounts

381

Employees

Advisory reps

Firm details

Headquarters: TIMONIUM, Maryland
CRD number: 108001
Registered since: September 25, 1999
Website: www.lwarner.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI84.52%
Individuals8.36%
Pension & Profit Sharing Plans3.44%
Charitable Organizations1.91%
Corporations / Businesses1.77%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

The L. Warner Companies, Inc. is an independent registered investment adviser and insurance broker that acts as a capital allocator for both individual/family and institutional clients. The firm is fee flexible—charging percentage-of-AUM fees, fixed fees and commissions—and offers financial planning, portfolio management for individuals, small businesses and institutions, plus selection of other advisers. Registered with the SEC since 1999, the firm reports a clear preference for equity investments and uses external managers for alternative strategies. The firm was recognized by FA Magazine as a Top RIA Firm in 2020. Investment activity centers on exchange-listed securities as the primary building blocks of portfolios, with a mix of managed separate accounts and pooled vehicles. The L. Warner Companies uses third-party managers for hedge funds, real estate and liquid alternative strategies, while also incorporating mutual funds and ETFs into client solutions. The firm does not market itself as an ESG investor.