The Institute

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.4B

99% of AUM

Avg account

$814K

Accounts

1,684

Employees

Advisory reps

Firm details

Headquarters: Denver, Colorado
CRD number: 127207
Registered since: March 7, 2007
Website: www.instituteforwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI87.02%
Individuals10.15%
Pooled Investment Vehicles1.65%
Pension & Profit Sharing Plans0.74%
Corporations / Businesses0.44%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Institute operates as an independent registered investment adviser and is registered with the SEC (registered in 2007). It positions itself as a capital allocator for both private and institutional clients while serving affluent individuals and families. The firm provides a mix of advisory services that include financial planning, discretionary portfolio management for individuals and pooled vehicles, manager selection, and educational seminars. Its client fee model is varied — percentage of assets under management, hourly fees, and fixed-fee engagements are all used. The Institute also reports being an active ESG investor and maintains relationships that include other investment advisers and insurance companies, and it serves as sponsor or managing member of pooled investment vehicles.