CAPITAL INVESTMENT COUNSEL, LLC
Firm details
- Headquarters
- DENVER, Colorado
- CRD number
- 328472
- Registered since
- October 23, 2023
- Website
- cicwealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI88%
- State / Municipal Government6.95%
- Individuals4.69%
- Corporations / Businesses0.37%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Capital Investment Counsel, LLC operates as an independent registered investment adviser focused on discretionary portfolio management and financial planning for individuals, families and select institutions. The firm’s advisory mandate centers on managed equity exposure delivered largely through exchange-traded securities and mutual funds; it does not position itself as a capital allocator to third‑party private fund managers. Fee arrangements include both a percentage-of-assets model and fixed-fee engagements, and the firm provides portfolio management services for individuals, small businesses and institutional clients. The adviser does not identify as an active ESG investor and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities31%
- Public Funds/Mutual Funds30%
- US Government Bonds20%
- Investment Grade Corp Bonds10%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2CHRISTIAN JOHNSON
CEOCRD 1286525
SAMANTHA COX
Chief Compliance OfficerCRD 7157092
Contacts
3 of 4STEPHEN DREILING
PresidentCRD 2543502
DECLAN LANE
Investment Adviser RepresentativeCRD 7403202
Jake Johnson
Wealth AdvisorCRD 7830991
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DENVER, CO
DENVER
Location
DENVER, CO
Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- DENVER
- Address
- 600 N Grant St
- Time zone
- MT (UTC-7)
- Office locations
Similar firms
THE INSTITUTE
RIADENVER, CO
PARAGON CAPITAL MANAGEMENT
RIADENVER, CO
OPHIR ASSET MANAGEMENT US LLC
RIADENVER, CO
MOUNTAINGATE MANAGEMENT CO., LLC
RIADENVER, CO
CLASS VI FAMILY OFFICE, LLC
RIADENVER, CO
PLATTE RIVER EQUITY
RIADENVER, CO