THE INFORMED MOMENTUM COMPANY LLC

RIASEC RegisteredEst. 2009
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$115M
Accounts
13
Employees
22
Advisory reps
5

Firm details

Headquarters
SOLANA BEACH, California
CRD number
144908
Registered since
July 17, 2009
Custodians
STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM
Client types
  • State / Municipal Government68.16%
  • Pooled Investment Vehicles19.48%
  • Investment Companies8.8%
  • Pension & Profit Sharing Plans3.56%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Informed Momentum Company LLC is an SEC-registered investment adviser formed as an LLC in 2009 that serves institutional clients and acts as a capital allocator. The firm charges fees based on a percentage of assets under management and provides portfolio management across a range of pooled and institutional vehicles, including investment companies and other pooled structures. It also engages in selecting third‑party advisers and serves in sponsor/GP and related sponsor roles for pooled vehicles. Operationally the firm is not positioned as an ESG-focused manager and is not described as a multi‑state or newly formed adviser. Its regulatory and industry connections extend into broker‑dealer and commodity pool/CTA activities in addition to investment adviser functions, indicating a mix of manager, sponsor and advisory roles rather than a single custodial or platform-only business.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • IRIS KELLY

    Chief Compliance OfficerCRD 5444088

  • TRAVIS PRENTICE

    Co-Founder, CEO, CIO & Portfolio ManagerCRD 3106625

  • DEREK GAERTNER

    Director, Chief Operating Officer, Chief Compliance OfficerCRD 5073232

Contacts

2 of 2
  • FRANK HURST

    PresidentCRD 3203693

  • JOSHUA MOSS

    Founder & Managing DirectorCRD 4217948

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$6.3M in ETFs

Passive

100%

$6.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI INDIA SMALL-CAP ETF (SMIN)BlackRockPassiveIndia Equity$6.3M104,949100.00%

Location

Primary office

SOLANA BEACH, CA

SAN DIEGO

Location

SOLANA BEACH, CA

Headquartered in SOLANA BEACH, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
215 S Highway 101
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth