GLOBAL IMC LLC

RIASEC RegisteredEst. 2014
Total AUM
$790M
Discretionary
$790M
100% of AUM
Avg account
$87.8M
Accounts
9
Employees
22
Advisory reps
5

Firm details

Headquarters
SOLANA BEACH, California
CRD number
170870
Registered since
May 23, 2014
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles63.02%
  • Charitable Organizations19.86%
  • Investment Companies17.11%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Global Imc LLC is a privately held investment adviser organized as an LLC and SEC-registered since 2014. The firm positions itself as a capital allocator serving institutional clients, charging fees based on a percentage of assets under management. Its advisory work includes portfolio management for registered investment companies, pooled investment vehicles, and institutional or business clients, and it also conducts manager selection for third-party advisers. Global Imc is not flagged as an active ESG investor, does not identify as a multi-state adviser, and does not advertise pension consulting or related-adviser relationships. The firm also has industry roles beyond advisory work, including broker-dealer activities, CPO/CTA functions, and acting as sponsor/GP/managing member for pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 3
  • IRIS KELLY

    Chief Compliance OfficerCRD 5444088

  • DEREK GAERTNER

    Director, Chief Operating Officer, Chief Compliance OfficerCRD 5073232

  • TRAVIS PRENTICE

    Co-Founder, CEO, CIO & Portfolio ManagerCRD 3106625

Contacts

2 of 2
  • FRANK HURST

    PresidentCRD 3203693

  • JOSHUA MOSS

    Founder & Managing DirectorCRD 4217948

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SOLANA BEACH, CA

SAN DIEGO

Location

SOLANA BEACH, CA

Headquartered in SOLANA BEACH, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
215 S Highway 101
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth