The Financial Planning Company

RIASEC Registered
Total AUM
$11.8M
Discretionary
$11.8M
100% of AUM
Avg account
$381K
Accounts
31
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
284440
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI79.28%
  • Individuals20.72%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Financial Planning Company is an independent, owner-operated RIA structured as an LLC that focuses on individuals and families. Its advisory work centers on comprehensive financial planning and portfolio management for individuals and small businesses. The firm charges fees based on a percentage of assets under management and does not position itself as a capital allocator or pension consultant. It is not flagged as an active ESG investor and does not present itself as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 34%, Cash & Cash Equivalents 2%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities34%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Brewster Smith

    Brewster Smith

    Founder & PresidentCRD 5684742

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth