The Ellerson Group Inc

RIASEC RegisteredEst. 1995
Total AUM
$291M
Discretionary
$291M
100% of AUM
Avg account
$2.7M
Accounts
109
Employees
2
Advisory reps
2

Firm details

Headquarters
Annapolis, Maryland
CRD number
106658
Registered since
February 21, 1995
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI94.75%
  • Individuals5.25%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Ellerson Group Inc is an independent, individually owned registered investment adviser that has been SEC-registered since 1995. It focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and manager selection services. The firm charges clients on a percentage-of-assets basis and also uses hourly billing for some engagements. The company identifies as a capital allocator and works with external managers when appropriate, rather than operating as a multi-state or pension-focused consultant. It does not position itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Cash & Cash Equivalents 14%, Public Funds/Mutual Funds 12%, US Government Bonds 11%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%61%
  • Exchange Traded Equities61%
  • Cash & Cash Equivalents14%
  • Public Funds/Mutual Funds12%
  • US Government Bonds11%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • James Ellerson

    James Ellerson

    Founder and CEOCRD 1105629

Contacts

1 of 1
  • David Sheiman

    Portfolio ManagerCRD 6205452

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$16.5M in ETFs

Passive

90%

$14.9M

Active

8%

$1.6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$5.3M7,21132.19%

Location

Primary office

Annapolis, MD

Anne Arundel

Location

Annapolis, MD

Headquartered in Annapolis, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Anne Arundel
Address
415 Fourth St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth