1 North Wealth Services, LLC
Firm details
- Headquarters
- Annapolis, Maryland
- CRD number
- 115948
- Registered since
- February 22, 2002
- Website
- 1northwealthservices.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.34%
- Individuals29.19%
- Corporations / Businesses3.24%
- Charitable Organizations1.23%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
1 North Wealth Services, LLC is an independent, SEC-registered advisory firm organized as an LLC and first registered in 2002. The firm is owned by an individual and positions itself as a capital allocator for both high-net-worth individuals/families and institutional clients. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm reports active ESG investing as part of its approach.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds7%
- Cash & Cash Equivalents7%
Owners & executives
1 of 1
James Brennan
Chief Executive OfficerCRD 2717083
Contacts
3 of 4
Mary Hughes
Lead Investment ManagerCRD 5639055
Kathryn Putek
Director of ComplianceCRD 6142576
John Milchling
Investment AnalystCRD 7265156
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 147Active vs passive
$348M in ETFs
58%
$202M
40%
$145M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI) | JP Morgan | Active | Derivative Income | $17.3M | 306,541 | 4.98% |
Location
Annapolis, MD
Anne Arundel
Location
Annapolis, MD
Headquartered in Annapolis, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Anne Arundel
- Address
- 1997 Annapolis Exchange Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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