The Courtney Group, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Newport Beach, California
CRD number
114904
Registered since
March 22, 2002

Firm profile

FINTRX

Overview

The Courtney Group, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 2002 and is owned by an individual. Publicly listed firm attributes indicate it is not a capital allocator and is not identified as an active ESG investor; it also does not appear as a multi-state adviser or a pension consultant in the available record. Several item fields that typically describe fee structure, client segments, and specific advisory or business activities are not populated in the source data, so the firm's client-facing business model and product set are not disclosed in FINTRX.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Richard Minicus

    Chief Financial OfficerCRD 1334644

Contacts

3 of 8
  • Thomas Courtney

    Thomas Courtney

    President & Managing DirectorCRD 1587615

  • Richard Macksey

    Richard Macksey

    Managing DirectorCRD 1390365

  • Eugene Vivino

    Eugene Vivino

    Managing DirectorCRD 6746849

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
363 San Miguel Dr
Time zone
PT (UTC-8)
Office locations

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