Thayer Financial, L.L.C.
Firm details
- Headquarters
- Hickory, North Carolina
- CRD number
- 304729
- Registered since
- January 2, 2026
- Website
- www.thayerfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI67.61%
- Individuals27.57%
- Pension & Profit Sharing Plans4.65%
- Charitable Organizations0.17%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Thayer Financial, L.L.C. is an independent registered investment adviser owned by an individual and recorded with the SEC in 2026. The firm serves both individual and family clients as well as institutional participants. Its fee schedule includes asset-based fees as well as hourly and fixed-fee arrangements, and it describes its advisory work as encompassing financial planning, portfolio management for individuals and small businesses, pension consulting, and client education through seminars or workshops. The firm does not identify as an active ESG investor, is not designated as a multi-state adviser, and is not structured as a capital allocator; it appears to deploy client assets rather than operate pooled investment vehicles on its own behalf.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Robert Smith
President and CEOCRD 6600354
Contacts
2 of 2Kelly Smith
Director of OperationsCRD 7862430
Brittney Miller
ParaplannerCRD 6058531
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$122M in ETFs
45%
$54.2M
56%
$67.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $17.6M | 204,557 | 14.46% |
Location
Hickory, NC
Catawba
Location
Hickory, NC
Headquartered in Hickory, NC, in the South of the United States.
- Region
- South
- County
- Catawba
- Address
- 439 4th St Sw
- Time zone
- ET (UTC-5)
- Office locations
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