Thayer Financial, L.L.C.
Firm details
- Headquarters
- Hickory, North Carolina
- CRD number
- 304729
- Registered since
- January 2, 2026
- Website
- www.thayerfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI67.61%
- Individuals27.57%
- Pension & Profit Sharing Plans4.65%
- Charitable Organizations0.17%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Thayer Financial, L.L.C. is an independent registered investment adviser organized as an LLC and owned by an individual. The firm is registered with the SEC (registered in 2026) and serves both individual and family clients as well as institutional mandates. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and educational seminars or workshops. Fee arrangements are flexible and include a percentage of assets under management, hourly billing, and fixed-fee engagements. The firm is not an active ESG investor and does not identify as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Robert Smith
President and CEOCRD 6600354
Contacts
2 of 2
Brittney Miller
ParaplannerCRD 6058531
Kelly Smith
Director of OperationsCRD 7862430
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$107M in ETFs
58%
$61.3M
43%
$45.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $18.6M | 206,118 | 17.45% |
Location
Hickory, NC
Catawba
Location
Hickory, NC
Headquartered in Hickory, NC, in the South of the United States.
- Region
- South
- County
- Catawba
- Address
- 439 4th St Sw
- Time zone
- ET (UTC-5)
- Office locations
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