THE FINANCIAL LEGACY GROUP

Overview

The Financial Legacy Group is an independent registered investment adviser that provides financial planning and portfolio management primarily for individuals, families and small businesses while also serving some institutional clients. The firm is SEC-registered (2026) and operated as an owner-led Limited Liability Company. Its advisory model combines percentage-of-AUM billing with hourly and fixed-fee engagements, allowing for both ongoing asset management relationships and project-based planning work. Investment activity centers on public funds and mutual funds as the core sleeve of client portfolios, supplemented by targeted allocations to third-party alternative managers. The firm does not position itself as a capital allocator; instead it sources private-equity, private-placement and real-asset exposure via external managers and funds. The Financial Legacy Group indicates it is not an active ESG investor and it does not currently operate as a multi-state adviser according to its filings.

Assets & Accounts

Investments & Alternatives

Location & Offices