TFB ADVISORS, LLC

RIASEC RegisteredEst. 2022
Total AUM
$840M
Discretionary
$840M
100% of AUM
Avg account
$297K
Accounts
2,832
Employees
23
Advisory reps
19

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
321870
Registered since
July 21, 2022
Custodians
CHARLES SCHWAB & CO., INC., ASSETMARK, INC
Fee structure
Percentage of AUM, Subscription Fees, Fixed Fees
Client types
  • HNWI51.02%
  • Individuals43.96%
  • Corporations / Businesses3.89%
  • Pension & Profit Sharing Plans0.98%
  • Charitable Organizations0.17%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TFB Advisors, LLC is an independent, SEC-registered registered investment adviser operating as a limited liability company and run by an individual owner. The firm positions itself as a fee-based advisor that serves both individual/family and institutional clients and acts as a capital allocator to outside managers. Its fee arrangements include percentage-of-AUM billing alongside subscription and fixed-fee engagements. Core advisory services listed by the firm include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting-related work, and selection of other advisers. TFB Advisors does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 15%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 6%, State & Local Bonds 4%, US Government Bonds 1%, Sovereign Bonds 1%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds6%
  • State & Local Bonds4%

Owners & executives

2 of 2
  • MATTHEW SWENDIMAN

    Chief Executive OfficerCRD 2849367

  • GORDON THORN

    Chief Operating OfficerCRD 6476947

Contacts

3 of 17
  • William Stapp

    AdvisorCRD 8027152

  • Jaxson Wentworth

    Financial AdvisorCRD 7766570

  • Samuel Boers

    AssociateCRD 7920844

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 98

Active vs passive

$138M in ETFs

Passive

80%

$110M

Active

16%

$27.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$14.4M24,03010.42%

Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
4801 W 110th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth