TFB Advisors, LLC
Firm details
- Headquarters
- Overland Park, Kansas
- CRD number
- 321870
- Registered since
- July 21, 2022
- Website
- www.taxfavoredbenefits.com
- Custodians
- CHARLES SCHWAB & CO., INC., ASSETMARK, INC
- Fee structure
- Percentage of AUM, Subscription Fees, Fixed Fees
- Client types
- HNWI51.02%
- Individuals43.96%
- Corporations / Businesses3.89%
- Pension & Profit Sharing Plans0.98%
- Charitable Organizations0.17%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
TFB Advisors, LLC is an independent, SEC-registered registered investment adviser (SEC registration in 2022) operating as a limited liability company and owned by an individual. The firm serves both individual and family clients as well as institutional investors. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of other advisers. TFB acts as a capital allocator and employs a mix of fee arrangements, including a percentage-of-AUM model, subscription fees, and fixed fees. TFB’s strategy leans on public funds and mutual funds as core building blocks while also incorporating third-party alternative managers where appropriate. The firm is not positioned as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities15%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds6%
- State & Local Bonds4%
Owners & executives
2 of 2
Matthew Swendiman
Chief Executive OfficerCRD 2849367
Gordon Thorn
Chief Operating OfficerCRD 6476947
Contacts
3 of 16
William Stapp
AdvisorCRD 8027152
Jaxson Wentworth
Financial AdvisorCRD 7766570
Samuel Boers
AssociateCRD 7920844
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 102Active vs passive
$159M in ETFs
78%
$124M
18%
$35M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $16.7M | 24,314 | 10.53% |
Location
Overland Park, KS
Johnson
Location
Overland Park, KS
Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 4801 W 110th St
- Time zone
- CT (UTC-6)
- Office locations
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