Stepp & Rothwell Inc

RIASEC RegisteredEst. 1998
Total AUM
$1.1B
Discretionary
$954M
90% of AUM
Avg account
$462K
Accounts
2,283
Employees
25
Advisory reps
6

Firm details

Headquarters
Overland Park, Kansas
CRD number
107999
Registered since
May 26, 1998
Website
steppandrothwell.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI95.6%
  • Individuals2.54%
  • Charitable Organizations1.87%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Stepp & Rothwell Inc is an independent, SEC‑registered advisory corporation that has been operating since 1998. The firm serves individuals, families and institutional clients, with a particular focus on financial planning and portfolio management for individuals and small businesses. Its ownership is individual, and it charges a mix of percentage‑of‑assets and fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 14%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 5%, Other 4%, State & Local Bonds 3%, Private Funds 2%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds5%
  • Other4%

Contacts

3 of 6
  • Amy Guerich

    Amy Guerich

    Principal and OwnerCRD 6946623

  • Ross Lehman

    Ross Lehman

    Assistant Investment OfficerCRD 7039200

  • Kathleen Stepp

    Kathleen Stepp

    FounderCRD 2206612

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Overland Park, KS

Johnson

Location

Overland Park, KS

Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Johnson
Address
7300 College Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth