TETON EQUITY ADVISORS, LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
,
CRD number
298598

Firm profile

FINTRX

Overview

Teton Equity Advisors, LLC is a small, individually owned advisory entity with a clear tilt toward private venture investing rather than broad retail advisory relationships. Public filings show a narrow operational footprint and a focus on a single venture capital vehicle. The firm is affiliated with a law firm, which suggests deal structuring, document drafting and compliance support are likely integrated into its advisory model or available through closely related professional resources. Investment activity appears concentrated in early-stage, illiquid equity placements typical of venture capital. That profile implies hands-on portfolio management, active monitoring of portfolio company governance and capital rounds, and an emphasis on high-growth but higher-risk return outcomes. The firm reports no indication of being a multi-state adviser or an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • JACK HOWARD

    Owner, PresidentCRD 5562511

  • RICHARD KING

    ManagerCRD 1091244

  • FRANK FORELLE

    PrincipalCRD 2303672

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth