WARLOCK INC

Exempt Reporting AdvisorFINRA MemberEst. 2026
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
DENVER, Colorado
CRD number
340437
Registered since
January 15, 2026

Firm profile

FINTRX

Overview

Warlock Inc. operates as a Limited Liability Company and is registered with the SEC as of 2026. The firm specializes in the activities of a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA). While it does not classify itself under a specific investment category, it engages in a range of investment activities, focusing on alternative strategies. The firm does not actively pursue Environmental, Social, and Governance (ESG) investments, and it is not affiliated with any multi-state advisory operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • ROSS JAMIE DITABLAN

    DirectorCRD 8212458

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
1500 N Grant St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth