TCW INVESTMENT MANAGEMENT COMPANY LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 106546
- Registered since
- February 18, 1987
- Website
- www.tcw.com
- Custodians
- UBS FINANCIAL SERVICES INC., JPMORGAN CHASE, NA, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies75.95%
- Pooled Investment Vehicles15.68%
- Individuals6.25%
- Pension & Profit Sharing Plans1.32%
- Corporations / Businesses0.31%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
TCW Investment Management Company LLC is a long-established SEC-registered investment adviser organized as an LLC. The firm serves both individual/family and institutional clients and reports portfolio management across individual accounts, pooled investment vehicles, investment companies, and business or institutional mandates. It also operates in commodity pool operator/commodity trading adviser (CPO/CTA) activities and lists affiliations that include broker-dealer relationships, insurance company work, real estate brokerage, and sponsor or managing-member roles for private pooled vehicles. Its fee model combines a percentage-of-assets structure with performance-based fees. The firm does not identify itself as an active ESG investor. Ownership is reported as a mix of domestic entity and individual stakeholders.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Sovereign Bonds9%
- US Government Bonds4%
- Investment Grade Corp Bonds3%
- Non-Investment Grade Corp Bonds2%
Owners & executives
3 of 4Kathryn Jones
Chief Compliance Officer and CounselCRD 6768341
MELISSA STOLFI
Global Chief Operating OfficerCRD 4975592
RICHARD VILLA
Managing Director, Chief Financial OfficerCRD 5586600
Contacts
3 of 45LORI GILCHRIST
General Securities PrincipalCRD 2115781
JESSICA KUNG
Executive Vice PresidentCRD 4833819
Erin Noel
Vice PresidentCRD 6879389
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 515 S Flower St
- Time zone
- PT (UTC-8)
- Office locations
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