Hotchkis And Wiley Capital Management, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 114649
- Registered since
- September 5, 2001
- Website
- www.hwcm.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC., STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Investment Companies66.46%
- Pooled Investment Vehicles13.23%
- Pension & Profit Sharing Plans10.93%
- State / Municipal Government6.6%
- Charitable Organizations2.46%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Hotchkis And Wiley Capital Management, LLC is an SEC-registered investment manager organized as an LLC and classified in the data as a hedge fund. The firm serves primarily institutional clients but also provides portfolio management across individuals/small businesses, investment companies, pooled vehicles and other institutional accounts. Its advisory fee arrangements cover percentage-of-AUM, fixed fees and performance-based components. The firm is flagged as an active ESG investor and has been SEC-registered since 2001.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Non-Investment Grade Corp Bonds10%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 4
James Menvielle
Chief Financial OfficerCRD 4819536
Anna Marie Lopez
Chief Operating OfficerCRD 4442085
Tina Kodama
Chief Compliance OfficerCRD 4315225
Contacts
3 of 3
Thomas Hirschmann
Head of DistributionCRD 3101608
Douglas Martin
Senior Managing DirectorCRD 724467
George Davis
Executive ChairmanCRD 2737237
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$14.6M in ETFs
100%
$14.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LONG-TERM TREASURY INDEX FUND (VGLT) | Vanguard | Passive | Long Government | $14.6M | 264,300 | 100.00% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 601 S Figueroa St
- Time zone
- PT (UTC-8)
- Office locations
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