HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 114649
- Registered since
- September 5, 2001
- Website
- www.hwcm.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC., STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Investment Companies66.46%
- Pooled Investment Vehicles13.23%
- Pension & Profit Sharing Plans10.93%
- State / Municipal Government6.6%
- Charitable Organizations2.46%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Hotchkis And Wiley Capital Management, LLC is an SEC-registered limited liability company that has been operating as an investment adviser since 2001. The firm is organized as a hedge fund manager serving primarily institutional clients and is owned by a domestic entity and individuals. Its advisory services cover a broad set of mandates: separate account portfolio management for individuals and small businesses, investment companies, pooled vehicles and institutional clients. Fee arrangements include asset-based fees, fixed fees and performance-based compensation. The firm identifies as an active ESG investor, and it is not structured as a multi-state adviser, pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Non-Investment Grade Corp Bonds10%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 4JAMES MENVIELLE
Chief Financial OfficerCRD 4819536
ANNA MARIE LOPEZ
Chief Operating OfficerCRD 4442085
TINA KODAMA
Chief Compliance OfficerCRD 4315225
Contacts
3 of 3THOMAS HIRSCHMANN
Head of DistributionCRD 3101608
DOUGLAS MARTIN
Senior Managing DirectorCRD 724467
GEORGE DAVIS
Executive ChairmanCRD 2737237
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$14.6M in ETFs
100%
$14.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LONG-TERM TREASURY INDEX FUND (VGLT) | Vanguard | Passive | Long Government | $14.6M | 264,300 | 100.00% |
Location
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 601 S Figueroa St
- Time zone
- PT (UTC-8)
- Office locations
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