TANGLEWOOD LEGACY ADVISORS, LLC

RIASEC RegisteredEst. 2016
Total AUM
$809M
Discretionary
$780M
96% of AUM
Avg account
$1.4M
Accounts
563
Employees
9
Advisory reps
4

Firm details

Headquarters
HOUSTON, Texas
CRD number
127289
Registered since
May 18, 2016
Website
family-cfo.com
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI90.26%
  • Pension & Profit Sharing Plans3.64%
  • Corporations / Businesses3.47%
  • Charitable Organizations1.37%
  • Individuals1.25%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Tanglewood Legacy Advisors, LLC is an independent registered investment adviser formed as an LLC in 2016. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning and portfolio management services targeted at individuals and small businesses. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm identifies as an active ESG investor and uses third‑party managers when allocating to alternatives.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Other 8%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%85%
  • Public Funds/Mutual Funds85%
  • Other8%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%

Contacts

3 of 4

  • Kevin Roth

    Managing DirectorCRD 5826198

  • ERANDATHI SHAW

    Associate Vice PresidentCRD 4768836

  • ANDREW GARDENER

    FounderCRD 1172071

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 146

Active vs passive

$280M in ETFs

Passive

73%

$203M

Active

27%

$76.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P US GROWTH ETF (IUSG)BlackRockPassiveLarge Growth$52.2M336,21618.65%
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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
1 Riverway
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth