Franklin, Parlapiano, Turner & Welch LLC

RIASEC RegisteredEst. 2007
Total AUM
$811M
Discretionary
$811M
100% of AUM
Avg account
$7.7M
Accounts
105
Employees
9
Advisory reps
5

Firm details

Headquarters
Houston, Texas
CRD number
114465
Registered since
March 29, 2007
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI99.9%
  • Individuals0.1%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Franklin, Parlapiano, Turner & Welch LLC is an independent, SEC‑registered advisory firm organized as an LLC and operating since 2007. The firm is owner‑managed and focuses on fee‑based wealth management for individuals and families, offering financial planning and portfolio management services for individual clients and small businesses. Its advisory model charges a percentage of assets under management and the firm reports fully discretionary management across its client base. It does not position itself as a capital allocator—rather, it places client capital with outside managers when using alternative strategies—and it does not identify as an active ESG investor or a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 34%, US Government Bonds 7%, State & Local Bonds 6%, Cash & Cash Equivalents 4%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds34%
  • US Government Bonds7%
  • State & Local Bonds6%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • Joseph Dyal

    Joseph Dyal

    Chief Compliance OfficerCRD 5411605

Contacts

3 of 4
  • John Parlapiano

    Investment AdviserCRD 5499559

  • Paul Troyer

    Paul Troyer

    PrincipalCRD 5053080

  • Sheldon Black

    Sheldon Black

    Financial PlannerCRD 7864854

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 18

Active vs passive

$254M in ETFs

Passive

100%

$254M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$74.4M108,29029.27%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
15115 Park Row
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth