TAILWINDS WEALTH, LLC

RIASEC RegisteredEst. 2022
Total AUM
$193M
Discretionary
$193M
100% of AUM
Avg account
$221K
Accounts
872
Employees
8
Advisory reps
7

Firm details

Headquarters
VADNAIS HEIGHTS, Minnesota
CRD number
322924
Registered since
September 2, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI51.89%
  • Individuals48.11%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tailwinds Wealth, LLC is an SEC-registered investment adviser organized as an LLC that began registration in 2022. The firm serves individual and family clients and charges fees as a percentage of assets under management. Its advisory work centers on portfolio management for individuals and small businesses and on selecting and allocating to outside managers; the firm describes itself as an active capital allocator. Tailwinds also identifies as an active ESG investor and lists an affiliation with an insurance company. It operates as a single-state adviser rather than a multi-state RIA and does not run pension-consulting or related-adviser lines.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 69%, Exchange Traded Equities 22%, Cash & Cash Equivalents 5%, Private Funds 3%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%69%
  • Public Funds/Mutual Funds69%
  • Exchange Traded Equities22%
  • Cash & Cash Equivalents5%
  • Private Funds3%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • Austin Schmitt

    Partner and COOCRD 8208613

Contacts

3 of 6
  • WILL JOHNSON

    Co-Founder and PartnerCRD 6418903

  • BRIAN JASS

    Co-FounderCRD 5837775

  • Megan Nadeau

    Director of Business OperationsCRD 6781886

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 11

Active vs passive

$12.8M in ETFs

Passive

54%

$6.9M

Active

44%

$6M

ETFProviderStyleCategoryValueShares% of portfolio
APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) Aptus Capital AdvisorsActiveOptions Trading$3.8M91,42829.92%

Location

Primary office

VADNAIS HEIGHTS, MN

RAMSEY

Location

VADNAIS HEIGHTS, MN

Headquartered in VADNAIS HEIGHTS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
RAMSEY
Address
3640 Talmage Cir
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth