TAG ASSOCIATES LLC

RIASEC RegisteredEst. 2002

Total AUM

$7.1B

Discretionary

$319M

5% of AUM

Avg account

$5.2M

Accounts

1,366

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 116959
Registered since: January 1, 2002
Website: tagassoc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI97.02%
Pooled Investment Vehicles2.86%
Pension & Profit Sharing Plans0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TAG Associates LLC is an independent registered investment adviser that acts as a capital allocator for both high-net-worth individuals and institutional clients. The firm provides fee-based portfolio management, financial planning, pension consulting and selection-of-advisers services, and it also operates as a sponsor/GP and as a CPO/CTA for pooled vehicles it manages. Investment activity tilts heavily toward privately negotiated vehicles: private funds and other pooled investments are a core part of the manager’s playbook, supplemented by public mutual funds and liquid ETFs where appropriate. TAG runs a mix of discretionary and non-discretionary mandates but leans toward non-discretionary arrangements in aggregate. The firm is set up to charge percentage-of-AUM fees as well as fixed and performance-based fees, allowing flexibility across bespoke client relationships and pooled-investment structures. Industry recognition includes placements on lists published by FA Magazine (2020) and Barron’s (Top 100 RIA Firms in 2021 and 2022), reflecting visibility among peer advisers.