Tadpole Investments LLC

Overview

Tadpole Investments LLC is a small, independent registered investment adviser organized as an LLC that provides financial planning and discretionary portfolio management for individuals and small businesses. The firm leans toward an equity-centric approach: filings show a clear preference for exchange-traded equities as the primary vehicle for client portfolios. Its fee model is mixed — percentage of AUM, hourly charges and performance-based arrangements — which suggests flexibility for both traditional wealth relationships and outcome-oriented mandates. Tadpole does not identify as an ESG-focused manager, and it reports no activity as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices