T. Rose & Associates, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 115253
- Website
- www.troseassoc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI92.49%
- Individuals4.08%
- Pooled Investment Vehicles3.43%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
T. Rose & Associates, Inc. is an independent, Minnesota-registered advisory corporation that serves both individual/family and institutional clients. The firm provides financial planning and discretionary portfolio management for individuals, small businesses, and pooled investment vehicles, and it also acts as a sponsor/GP/managing member of pooled funds it advises. Compensation is primarily a percentage of assets under management and the firm may charge performance-based fees for certain pooled structures. T. Rose identifies as an active ESG investor, and its ownership is held privately by an individual proprietor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
ECT Advisory, LLC
RIAG, G, & M Financial Goals
RIAInspiration Financial Planning
RIACarlsbad, CA
Bruce Wood Capital, LLC
RIAMequon, WI