Bruce Wood Capital, LLC

RIASEC Registered
Total AUM
$14.7M
Discretionary
$14.7M
100% of AUM
Avg account
$700K
Accounts
21
Employees
2
Advisory reps
2

Firm details

Headquarters
Mequon, Wisconsin
CRD number
331360
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI81.63%
  • Investment Companies18.37%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Bruce Wood Capital, LLC is a privately held investment firm organized as an LLC that operates as a hedge fund manager and adviser to individuals, families and institutions. The firm provides portfolio management across separately managed accounts and pooled investment vehicles, and it also offers pension consulting services. Regulatory and business activities listed for the firm include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and functioning as an insurance broker; it also serves as sponsor/GP/managing member of pooled investment vehicles it runs. Fee arrangements include asset-based fees, fixed fees and performance-based fees. The firm identifies as an active ESG investor and does not primarily act as a third-party capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, US Government Bonds 4%, Cash & Cash Equivalents 1%95%
  • Exchange Traded Equities95%
  • US Government Bonds4%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Steven Bruce

    Steven Bruce

    Founder & Chief Investment OfficerCRD 4834389

Contacts

1 of 1
  • Kathleen Wood

    Kathleen Wood

    Founder & PresidentCRD 5475675

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Mequon, WI

Ozaukee

Location

Mequon, WI

Headquartered in Mequon, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Ozaukee
Address
11518 N Port Washington Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth