SUMO CAPITAL, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
146310
Registered since
March 3, 2008

Firm profile

FINTRX

Overview

Sumo Capital, LLC is organized as a limited liability company and is listed as an SEC-registered adviser since 2008. FINTRX classifies the firm as unclassified and records the owner type as both a domestic entity and an individual. The firm is not identified as a capital allocator, does not self-report as an active ESG investor, and is not listed as a multi-state or newly formed adviser. FINTRX also indicates it is not a pension consultant or a related adviser. Beyond these registry attributes, the firm has not provided detail on its advisory activities, fee structure, client makeup, or typical investment focus.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • WILLIAM D'ANNA

    Chief Financial OfficerCRD 4744170

  • JOHN SUPERSON

    Founder & CEOCRD 2773349

  • Stephane Chevillon

    Founder and CEOCRD 7890392

Contacts

3 of 42
  • ERIC GRECO

    TraderCRD 5130345

  • STEVEN JUNO

    Market MakerCRD 4946514

  • JOHN NOONAN

    Market MakerCRD 4618398

Unlock 39 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth