Sumo Capital, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
47
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
146310
Registered since
March 3, 2008

Firm profile

FINTRX

Overview

Sumo Capital, LLC is organized as a limited liability company and is SEC-registered (initial registration year: 2008). Public filings list its ownership as involving a domestic entity and an individual; beyond that, the firm’s business activities and advisory services are not disclosed in the source data. The firm is not identified as a capital allocator, is not an active ESG investor, and is not designated as a multi-state or newly formed adviser. It is also not listed as a pension consultant or as a related adviser to another registered firm. The available record is sparse on the firm’s investment focus, client segments, or fee model. That lack of disclosure constrains any attempt to characterize its market positioning or service offering without further inquiry or review of additional regulatory filings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • John Superson

    John Superson

    Founder & CEOCRD 2773349

  • William D'anna

    Chief Financial OfficerCRD 4744170

  • Stephane Chevillon

    Founder and CEOCRD 7890392

Contacts

3 of 44
  • Christina Thompson

    Christina Thompson

    Associate DirectorCRD 5720033

  • Michael Lockwood

    Proprietary TraderCRD 1195162

  • Janice Rohr

    Janice Rohr

    Operations ManagerCRD 1214438

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth