Sumo Capital, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 146310
- Registered since
- March 3, 2008
- Website
- sumocap.com
Firm profile
FINTRXOverview
Sumo Capital, LLC is organized as a limited liability company and is SEC-registered (initial registration year: 2008). Public filings list its ownership as involving a domestic entity and an individual; beyond that, the firm’s business activities and advisory services are not disclosed in the source data. The firm is not identified as a capital allocator, is not an active ESG investor, and is not designated as a multi-state or newly formed adviser. It is also not listed as a pension consultant or as a related adviser to another registered firm. The available record is sparse on the firm’s investment focus, client segments, or fee model. That lack of disclosure constrains any attempt to characterize its market positioning or service offering without further inquiry or review of additional regulatory filings.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
John Superson
Founder & CEOCRD 2773349
William D'anna
Chief Financial OfficerCRD 4744170
Stephane Chevillon
Founder and CEOCRD 7890392
Contacts
3 of 44
Christina Thompson
Associate DirectorCRD 5720033
Michael Lockwood
Proprietary TraderCRD 1195162

Janice Rohr
Operations ManagerCRD 1214438
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 425 S Financial Pl
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Kroll Securities LLC
Broker-DealerChicago, IL
DWS Distributors, Inc.
Broker-DealerChicago, IL
William Blair & Company L.L.C.
Broker-DealerChicago, IL
Rothschild Investment
Broker-DealerChicago, IL
Alight Financial Solutions, LLC
Broker-DealerChicago, IL
Ariel Distributors, LLC
Broker-DealerChicago, IL